Skip to content

Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Two SEC whistleblowers split $16 million

The Securities and Exchange Commission Thursday announced awards of more than $8 million each to two whistleblowers who helped the SEC bring a successful enforcement action.

The SEC denied awards to five other whistleblowers for the same case.… Continue Reading

SEC awards whistleblower $1 million

The Securities and Exchange Commission Thursday awarded a company outsider more than $1 million for helping stop illegal practices that were hurting investors.

The whistleblower provided “new information and substantial corroborating documentation of a securities law violation by a registered entity that impacted retail customers,” the SEC said. … Continue Reading

Whistleblower collects $9 million in federal mortgage settlement

A former employee of a New Jersey mortgage company was awarded $9 million Tuesday when the company settled allegations that it violated standards for home loans backed by federal agencies.

Mary Bozzelli brought a lawsuit against PHH Mortgage Corporation and a Minnesota subsidiary under the whistleblower or qui tam provisions of the federal False Claims Act.… Continue Reading

SEC awards whistleblower $1.7 million

The SEC Thursday announced a whistleblower award of more than $1.7 million to a company insider.

The whistleblower helped end a multi-year fraud that would have been hard to detect, the SEC said.… Continue Reading

SEC whistleblower awarded nearly $4 million

The Securities and Exchange Commission Tuesday announced an award of nearly $4 million to a whistleblower who tipped the agency and helped with the follow-on investigation.

The SEC said the whistleblower provided “detailed and specific information about serious misconduct.”… Continue Reading