News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
Bill Steinman
Contributing Editor
The national average salary for a Chief Compliance Officer is nearly $132,000, according to Glassdoor, with some CCOs making more than $250,000 a year.… Continue Reading
This has always been a challenging question: How do you prove that preventive work stopped something bad from happening?
Over the years one thing I have noticed is that people who have done compliance and ethics work have actual stories about getting calls from employees, or talking with them at training, or dealing with helpline calls, where we know our work has helped head off a violation.
But the outside skeptics who have studied the field somehow seem disconnected from this on-the-ground reality.… Continue Reading
In prior posts for the FCPA Blog, I discussed how compliance officers are subject matter experts for the compliance program and why the board-adopted company code of ethics is a fundamental ingredient of the compliance program.… Continue Reading
The Society of Corporate Compliance and Ethics released a survey this month showing that compliance officers are making more money than ever.… Continue Reading
During the past month, I’ve been in London at the SCCE European initiative conference and last week at the Florida convention of the Health Care Compliance Association.… Continue Reading
I’ve been attending the HCCA’s 19th Annual Compliance Institute this week in Lake Buena Vista, Florida.
The Health Care Compliance Association is a non-profit membership group for compliance professionals in the healthcare-provider field.… Continue Reading
Roy Snell, Chief Executive Officer, SCCE/HCCAWe’re always glad to hear from Roy Snell. He’s the CEO of the Society of Corporate Compliance & Ethics and its sister organization, the Health Care Compliance Association.… Continue Reading
My thanks to Professor Andy Spalding and his students from the University of Richmond School of Law for undertaking the Rio 2016 project and executing it with dedication and enthusiasm.… Continue Reading
Image courtesy of WalmartThe compliance profession has for years been beset by a debate with the outside world over the position of Chief Compliance and Ethics Officer (CECO).… Continue Reading
To balance the excitement over recent reports of the DOJ’s tough investigation and a new CEO at Wal-Mart, we could consider what compliance officers are taught by the SCCE: Lawful but awful does not mean everything is OK; it’s a wake up call and a test of the company’s identity.… Continue Reading
At the heart of the compliance profession lies the complex, entrenched problem of serious criminal misconduct by senior executives. That’s why I have suggested that for some multinationals, the “problem of overseas corruption is not overseas.… Continue Reading
The SEC’s associate director of enforcement, Stephen L. Cohen, left, had some great things to say when he spoke this week at the SCCE Annual Conference in Washington D.C.… Continue Reading