Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Bill Steinman
Contributing Editor

Credit Suisse discloses FCPA investigation for Asia hiring practices

Banking giant Credit Suisse Group AG said Wednesday the DOJ and SEC are investigating its hiring practices in the Asia Pacific region.

The agencies want to know whether Credit Suisse hired referrals from government agencies and other state-owned entities “in exchange for investment banking business and/or regulatory approvals,” according to a fourth-quarter earnings release.… Continue Reading

Feds investigate Citigroup for ‘princeling’ hiring practices

Citigroup Inc. said Friday it is being investigated for hiring practices that might violate the FCPA.

The bank said the SEC and other agencies are “conducting investigations or making inquiries concerning compliance with the Foreign Corrupt Practices Act and other laws.”

The probe is aimed at the hiring of candidates “referred by or related to foreign government officials.”

Citigroup said it is cooperating with the investigation.… Continue Reading

Job: Corporate – Anti-Corruption Compliance – Vice President (JPMorgan Chase – New York, NY)

Job Title: Corporate – Anti-Corruption Compliance – Vice President

Employer: JPMorgan Chase

Location: New York, NY

Description: This position will be part of JPMorgan’s Global Anti-Corruption Compliance team, which is responsible for oversight of the firm’s Anti-Corruption Program, including program governance, policy development, risk assessment, third party oversight, training, monitoring, exam coordination and policy enforcement.… Continue Reading

JPMorgan lands on the FCPA Top Ten Disgorgement List

Last week’s $264 million enforcement action against JPMorgan Chase included disgorgement to the SEC of $130.5 million — the seventh biggest FCPA disgorgement of all time.

The SEC said $105.5 million was disgorgement and $25 million was pre-judgment interest.… Continue Reading

Job: Global Compliance / Legal Senior Audit Manager

Job Title: Global Compliance/Legal Senior Audit Manager

Employer: JPMorgan Chase

Location: New York, New York

 

Description

The Global Compliance/Legal Senior Audit Manager will be responsible for driving audit coverage for Global Compliance, Compliance Operations and Legal across the department and provide and identify required subject matter expertise related to significant compliance topics.… Continue Reading