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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Former Maxwell exec indicted for China bribes

A Swiss citizen who worked for California-based Maxwell Technologies Inc was indicted Tuesday for bribing officials at state-owned companies in China.

Alain Riedo was charged in San Diego with nine counts of violating the FCPA, conspiracy, falsifying records, and evading Maxwell’s internal controls.… Continue Reading

Fox’s Top Ten For 2011, Corporate Division

As December is a time for reflection on the past twelve months, I have been considering the FCPA Enforcement Action year.

I submit for your consideration my Top 10 FCPA Enforcement Actions for 2011 in the Corporate Division.… Continue Reading

SEC Posts Cases Eligible For Whistleblower Rewards

The SEC’s Office of the Whistleblower (yes, it’s real) published its first list of enforcement actions that might be eligible for whistleblower rewards. It includes FCPA-related cases.

On the November 1 list — under the heading of ‘Claim an Award’ — are completed enforcement actions against companies and people that resulted in judgments or orders issued after July 21, 2010 with sanctions of more than $1 million.… Continue Reading

Enforcement Report For Q1 ’11

During the first quarter of 2011, two earlier FCPA-related indictments were disclosed. And there were four corporate actions, four guilty pleas, including two shot-show defendants and the former KBR middleman Jeffrey Tesler, who was hit with the biggest forfeiture order in FCPA history, and two sentencings of individuals to prison.… Continue Reading

Maxwell Settles China Bribes Case [Updated]

California-based Maxwell Technologies Inc. agreed with the DOJ to pay $8 million to resolve criminal FCPA charges and with the SEC to pay $6.3 million in disgorgement and prejudgment interest to resolve civil charges.… Continue Reading