News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
An assistant inspector general at the SEC claims he was fired and defamed after he told Congress about serious lapses inside the agency.
David P. Weber alleges he was fired in retaliation for speaking out about waste in the SEC’s move to new offices and its improper handling of sensitive securities registration and trading data.… Continue Reading
It’s not an FCPA case.
But it is the first bounty paid to a whistleblower by the SEC under the 2010 Dodd-Frank Act.
The SEC said last month it will pay about $50,000 to a whistleblower who helped ‘stop a multi-million dollar fraud.’… Continue Reading