Job: Legal/Compliance – Compliance Representative
Title: Legal/Compliance – Compliance Representative
Location: New York, NY
Job Scope: Liquidnet is seeking a Compliance Representative to provide compliance support services to the firm in a number of areas, including and not limited to, providing responses to regulators; Private Shares and Equity Capital Markets business; annual certification of internal controls process and handling written supervisory procedures, business operating procedures and new rules.… Continue Reading