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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Threat assessment: Prism and FCPA enforcement

FBI Director Robert Mueller defended the controversial government surveillance program Prism before a U.S. House Committee on June 13, saying it’s a necessary part of America’s counter-terrorism operation.

Had Prism been in place before the September 11 terrorist attacks, he said, the hijackers’ plot could have been uncovered.… Continue Reading

China company, two execs charged by SEC

The Securities and Exchange Commission Wednesday charged husband-and-wife executives and their China-based company with FCPA books and records and internal controls violations in a non-bribery case. The couple allegedly overstated the company’s revenues and diverted proceeds from a securities offering for their personal use.… Continue Reading

Enforcement Report for Q1 ’13

It was a quiet start to the year, with just one stealth enforcement action by the SEC that didn’t mentioned the FCPA by name, and none by the DOJ.

So the feds’ go-slow enforcement trend continues.… Continue Reading

Year’s first FCPA enforcement action flies under the radar

In what is thought to be the first FCPA-related enforcement action ever taken against a China-based company, the SEC entered into a joint settlement yesterday with Keyuan Petrochemicals Inc. and its former CFO, Aichun Li, over alleged violations of the books and records and internal controls provisions of the FCPA, and anti-fraud and reporting provisions of other federal securities laws.… Continue Reading