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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Julie DiMauro: Let’s keep the compliance monitor’s report confidential

The use of corporate monitors by judicial and regulatory government agencies to verify an organization’s compliance with settlement agreements and orders resolving corporate accountability continues to rise. The growing use of monitors has raised questions about the privacy of their reports and the public’s access to their findings.Continue Reading

Five banks fined $3.3 billion for forex manipulation

Regulators in the United States, Britain, and Switzerland penalized five banks $3.3 billion for rigging foreign-exchange benchmarks.

The U.S. Commodity Futures Trading Commission, Britain’s Financial Conduct Authority, and the Swiss Financial Market Supervisory Authority fined Switzerland’s UBS AG $800 million.… Continue Reading

Job: Financial Crime Compliance Manager (HSBC, Hong Kong)

Job Title: Financial Crime Compliance Manager

Employer: HSBC

Location: Hong Kong

 

Description

Monitor and track the progress of various in-country work streams and initiatives underway which fall under the umbrella of Financial Crime Risk and Global Standards, provide policy advice related to all business line products, services and clients, and ensure that the Financial Crime Compliance function is able to address the risks associated with all business lines .… Continue Reading

Board committees and the culture of compliance

Boards of directors in global companies are showing an increased interest in establishing financial crime committees and hiring notable experts to advise them.

Several well-publicized enforcement actions have provided the impetus by requiring companies to establish such board-level committees and add to their financial crime expertise.… Continue Reading

Job: Senior Sanctions Manager (HSBC Hong Kong)

Job Title: Senior Sanctions Manager

Employer: HSBC

Location: Hong Kong

 

Description

Primarily responsible for supporting the Head of Sanctions, Asia Pacific on Trade, Economic and Financial Sanctions (including sanctions programs administered by the U.S.… Continue Reading

Job: Senior Sanctions Manager (Hong Kong)

Job Title: Senior Sanctions Manager

Employer: HSBC

Location: Hong Kong

 

Job Description

Primarily responsible for supporting the Head of Sanctions, Asia Pacific on Trade, Economic and Financial Sanctions (including sanctions programs administered by the U.S.… Continue Reading

Job: Senior VP, Monitoring for Regulatory & Financial Crime Compliance (Singapore)

Job Title: Senior Vice President, Monitoring for Regulatory Compliance & Financial Crime Compliance

Employer: HSBC

Location: Singapore

Description

To oversee a monitoring framework across the following business lines in Singapore Global Banking & Markets (GBM), Commercial Banking (CMB), Retail Banking & Wealth Management (RBWM), Global Private Banking (GPB) in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Policies within Regulatory Compliance (RC) and Financial Crime Compliance (FCC).… Continue Reading