News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
Compliance officers looking for ways to become even more disliked can try this: Insist on writing down and circulating around the C-suite every major compliance decision. Include background, facts, and reasons for “yes” or “no” decisions.… Continue Reading
America’s first blogger, Ben Franklin, wrote in his 1791 autobiography that if you want someone to like you more, ask them for a favor.… Continue Reading
The Securities and Exchange Commission filed an administrative complaint against New York-based brokerage firm Windsor Street Capital and its former anti-money laundering officer John D. Telfer.
The SEC alleged last week that the firm, formerly named Meyers Associates L.P.,… Continue Reading