Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
The SEC guards the integrity of U.S. markets and protects investors by requiring issuers to disclose material information about themselves and their directors and officers. However, the SEC doesn’t tell anyone what to say or how to say it.… Continue Reading
It was my job to tell the bright young employee he was being fired. I was the company’s outside counsel in Southeast Asia and the employee, a Singaporean, worked mainly in Malaysia.… Continue Reading
The ethics and compliance e-learning series, Compliance Corner, has won a Silver Telly award for Corporate Training, honoring excellence in video and television content across all screens.… Continue Reading
We’ve all been grounded forever because of the you-know-what, and everyone’s patience is long gone. So I’ll skip the prelims and jump straight to the conclusion: Compliance officers must travel to do their jobs well.… Continue Reading
In Newport, Oregon, police are asking citizens to stop calling 9-1-1 to report that they’ve run out of toilet paper. The UK’s sewage system is in danger of clogging from wet wipes and other improvised loo roll substitutes.… Continue Reading
Mastercard has followed the success of its first compliance training video with a second release, this time about the perils of getting too close and comfortable with third-party suppliers, agents, and other intermediaries.… Continue Reading
