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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Bill Steinman
Contributing Editor

15 companies disclose new FCPA investigations

So far in 2018, 15 companies have disclosed new FCPA-related investigations. That means the pace of disclosure has slowed from the past couple of years.

In 2017, 49 companies disclosed new corruption investigations.… Continue Reading

How are FCPA investigations disclosed?

FCPA investigations are usually disclosed either through SEC filings, agency releases, or company statements. 

While SEC filings are the most common, 27 investigations have been disclosed by agency releases and 32 by company statements.… Continue Reading

When do issuers disclose their FCPA problems?

During the first half of 2018, seven issuers resolved FCPA offenses with the the DOJ or SEC or both. When did the companies first learn about their potential FCPA offenses, (according to their own disclosures), when did they first disclose the potential offenses, and when did they finally resolve the offenses with the feds?… Continue Reading

What does this investigation disclosure mean?

The research team at FCPA Tracker reads stacks of SEC filings, and every FCPA investigation disclosure.

Sometimes we come across a disclosure that doesn’t fit into any category. That happened with the 10-K that World Fuel Services (or WFS) filed with the SEC on February 28.… Continue Reading

Companies create special FCPA disclosures for China risks

It has been a common practice for SEC-registered companies with international operations to include FCPA enforcement as a “risk factor” that investors should consider before buying the company’s securities.

Some companies with operations in China have also included warnings about the risks of doing business there.… Continue Reading