Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
The head of Deutsche Bank AG’s financial-crime-fighting unit and chief AML reporting officer left his his job after just six months.
Peter Hazlewood stepped down because of an internal dispute over the size of his group’s budget and workforce, the Wall Street Journal reported.… Continue Reading
Image courtesy of Deutsche BankWall Street’s independent regulator fined Deutsche Bank Securities Inc. $3.25 million Friday for failing to provide the same information to all users of its off-exchange trading system.… Continue Reading
Deutsche Bank Securities Inc. paid a $6 million fine for failing to provide complete and accurate trade data to FINRA and the SEC.
It was the biggest fine the Wall Street regulator has imposed for so-called blue sheet violations.… Continue Reading
A former Deutsche Bank salesman who described systematic bribery in the sale of bank services to pension funds was given a suspended prison sentence Wednesday by a Tokyo judge.
Shigeru Echigo received a 10-month prison sentence, suspended for three years.… Continue Reading
Shigeru Echigo, a former salesman at Deutsche Bank in Tokyo, has admitted to bribery charges, but he says he was only following orders from his superiors.
In Tokyo District Court, Echigo said he bribed a pension fund executive to keep the executive buying the bank’s investment products.… Continue Reading
