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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Posts Tagged: China Securities Regulatory Commission

SEC dismisses subpoena enforcement action against Deloitte

The SEC filed a motion to dismiss a subpoena enforcement action against Deloitte Touche Tohmatsu CPA Ltd, an action it had instituted to compel the company to produce audit documents.

Deloitte Touche Tohmatsu CPA (DTT) joined the SEC on Monday in filing the motion to dismiss.… Continue Reading

China regulators sweep capital markets

At least fifty Chinese listed companies were placed under investigation or punished for fraud last month as the country’s financial regulators intensified a crackdown on irregularities in the local capital market.… Continue Reading

China regulators probe IPO ‘hush money’

The China Securities Regulatory Commission is reportedly looking into illicit deals between companies seeking an IPO and media organizations.

A general manager of a finance company said he knew of companies that paid as much as $3.2 million to prevent media agencies from going public with negative information.… Continue Reading