The U.S. Commodity Futures Trading Commission (CFTC) launched a new whistleblower website at www.whistleblower.gov. The new site has information about the agency’s whistleblower program for potential violations of the Commodity Exchange Act.… Continue Reading
Job Title: Compliance Director
Employer: Cargill / Black River Asset Management
Location: Hopkins, Minnesota (USA)
Black River Asset Management, a wholly owned subsidiary of Cargill, is an independently managed global asset management company with net assets under management of approximately $8 billion, and offices in 11 countries.… Continue Reading
U.S. banking regulators have ordered Deutsche Bank AG to improve its compliance systems and risk controls, the Wall Street Journal said.
On January 22, the ABA will host a panel discussion with the directors of three federal whistleblower programs: the SEC, CFTC and IRS. The program will provide an overview of the whistleblower programs and address hypothetical ethical situations often faced by whistleblowers and their attorneys.… Continue Reading
The Department of Justice (DOJ) Commodities Futures Trading Commission (CFTC) and Financial Services Authority (FSA) in the UK settled charges on Monday with the Royal Bank of Scotland (RBS) for manipulating the Japanese Yen London Interbank Offered Rate (LIBOR) and for felony wire fraud.… Continue Reading