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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Bill Steinman
Contributing Editor

Mixed messages from the FCA on Brexit

The Financial Conduct Authority’s (FCA) chief executive Andrew Baily has said that Brexit will place “considerable demands” on his organization over the next year. According to him, the complex challenge of successfully extricating the UK’s financial services industry from the European Union will place a strain on the FCA’s resources for the third year in succession.… Continue Reading

Andy Spalding: From Cuba, a Plea for Revolutionary Compliance

There is nothing quite like a week-long trip to Cuba to more keenly appreciate the prospect, and the perils, of foreign investment in developing countries.

For the Latin American experts with whom I traveled, foreign investment is not a catalyst to growth but an instrument of imperialism and oppression.… Continue Reading

Brexit: What happens to UK financial regulations?

The job of the UK’s top financial regulator includes enforcing requirements to designate compliance officers with defined professional roles and duties.

A lot of the regulations the Financial Conduct Authority enforces are based on EU-wide rules.… Continue Reading