A federal grand jury in Brooklyn indicted an oil trader Tuesday for bribing officials in Ecuador.… Continue Reading
Now it’s time for a painful but healthy exercise, when those in the media business look back over the past two years.
We’re not political at the FCPA Blog. But we’re part of the media, sort of.… Continue Reading
The FCPA Blog now appears on the 300,000-plus Bloomberg Terminals.
Posts are all shown by headlines. Clicking on the headlines brings readers directly to the FCPA Blog.
U.S. authorities are seeking more than $3.5 billion from BNP Paribas SA to resolve federal and state investigations into the bank’s dealings with sanctioned countries, including Sudan, Iran and Cuba.… Continue Reading
Last Thursday, the Financial Industry Regulatory Authority (FINRA) fined Barclays Capital Inc. $3.75 million for failing to preserve electronic records and certain emails and instant messages for at least a decade.… Continue Reading
A Bloomberg report said an internal spreadsheet that linked appointments to specific deals pursued by JP Morgan Chase is now part of an investigation into the bank‘s hiring practices.
‘The bank has opened an internal investigation that has flagged more than 200 hires for review, said two people with knowledge of the examination, results of which JPMorgan is sharing with regulators,’ Bloomberg said.… Continue Reading