Questions compliance officers should ask themselves before that big promotion

In an SEC filing Tuesday, Zurich-based Credit Suisse Group SA said it wrote down $4.7 billion in bad loans, and chief risk and compliance officer Lara Warner was “stepping down” from her role on the executive board effective that day and leaving the bank. The bad loans went to a family-held U.S. hedge fund called … Continue reading Questions compliance officers should ask themselves before that big promotion