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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Job: VP Compliance, Head of Financial Crimes

Job Title: VP Compliance, Head of Financial Crimes

Employer: Prudential Financial, Inc.

Location: Newark, New Jersey USA

Description: The head of Financial Crimes is a new position in Prudential Financial. This position is responsible for developing a new Enterprise Financial Crimes Framework as well as managing global enterprise programs related to: Anti-money laundering, Sanctions, Anti- Bribery/Anti-Corruption (ABC), including FCPA, Gifts and Entertainment, and Political Law Compliance .Continue Reading

UK Enforcement: FCA boosts criminal investigations, raises fines

The 2019 fiscal year saw the UK’s Financial Conduct Authority (FCA) issue its largest total amount in fines against individuals.

Its annual report shows that the FCA imposed £80.2 million ($97.6 million) in fines against eight individuals, compared with about £900,000 ($1.1 million) in fines against 10 individuals the previous year.… Continue Reading