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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

FINRA penalizes Citigroup $11 million for telling customers to buy when it meant sell

For nearly five years Citigroup Inc. sent retail customers the wrong research ratings on more than 1,800 stocks, causing many to buy and hold shares they never would have owned.

The Financial Industry Regulatory Authority or FINRA fined Citigroup $5.5 million and ordered it to pay at least $6 million in compensation to retail customers for the ratings errors.… Continue Reading

Job: Corporate Counsel, Global Legal Compliance

Job Title: Corporate Counsel, Global Legal Compliance

Employer: Marriott International, Inc

Location: Bethesda, Maryland USA

Description: The attorney in this position will be a member of Marriott International’s Law Department in the Global Legal Compliance group and will provide legal support to all Marriott businesses and activities with respect to the Company’s strategic Legal and Ethical Compliance program and Global Privacy program. … Continue Reading