News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
Job Title: Manager, Global Compliance Communication & Training
Employer: Boston Scientific
Location: Marlborough, Massachusetts USA
Description: The Manager, Global Compliance Communication & Training will be responsible for overseeing, maintaining and implementing components of a comprehensive compliance training and communications program.… Continue Reading
The Financial Industry Regulatory Authority fined J.P. Morgan Securities, LLC $1.25 million for failing to conduct proper background checks on 8,600 new employees.
FINRA — Wall Street’s independent regulator — said the due diligence failures started in 2009 and continued until May this year.… Continue Reading
Recently U.S. Senator Robert Menendez joined the (growing) list of politicians who have managed to beat back corruption charges despite engaging in ethically questionable behavior.
Like former Virginia Governor Bob McDonnell (about whom we’ve written here and here), Menendez claimed that the extravagant gifts he accepted over a number of years, including first-class travel, luxury hotel stays, and lavish vacations, were nothing more than presents from a good friend.… Continue Reading
Chi Ping Patrick Ho (aka Patrick Ho)The former Hong Kong home secretary indicted in the United States for allegedly bribing Africa officials on behalf of a Chinese energy company joined an anti-corruption NGO in Hong Kong last year.… Continue Reading
Job Title: Sr Compliance Officer – Latam Anti Bribery
Employer: Citigroup, Inc.
Location: Tampa, Florida USA
Description: 1) Anti-Bribery subject matter expert responsible for overseeing the bank’s risk-taking activities and Anti-Bribery program for the LATAM region.… Continue Reading