Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
The Securities and Exchange Commission Thursday awarded a company outsider more than $1 million for helping stop illegal practices that were hurting investors.
The whistleblower provided “new information and substantial corroborating documentation of a securities law violation by a registered entity that impacted retail customers,” the SEC said. … Continue Reading
There’s a great post by Heidi Moore on LinkedIn about why boards should view sexual harassment as a business risk, and deal with it that way.
Settlements with victims are a bad business proposition, Moore says.… Continue Reading
A husband and wife lied to authorities to conceal assets from a bankruptcy trustee after their financial advisory firm went bust and caused nearly £4 million ($5.25 million) in losses to customers.… Continue Reading
