News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
The Financial Conduct Authority refused to approve a compliance officer for an online trader despite almost 20 years of prior experience.
Rupert Nathan worked for Goldenway Global Investments. The firm’s main business is selling foreign exchange and commodity products to retail clients.… Continue Reading
Which of these companies do you think has the higher integrity culture, Coca Cola or PepsiCo?
Let’s start by defining what we mean (and don’t mean) by a high integrity culture.… Continue Reading
Three California men including the former manager of a Wells Fargo branch in Glendale were sentenced to prison Monday for running a mass mailing scam aimed at trademark holders.
Albert Yagubyan, 37, of Burbank, California, was sentenced to 18 months in prison and ordered to pay $1 million in restitution. … Continue Reading