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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Newmont Mining discloses SEC declination

One of the world’s biggest gold miners said in a securities filing this week that the SEC won’t recommend an FCPA enforcement action against the company.

Colorado-based Newmont Mining Corporation said it received a declination letter from the SEC “in late February 2017.”… Continue Reading

SEC whistleblower awarded nearly $4 million

The Securities and Exchange Commission Tuesday announced an award of nearly $4 million to a whistleblower who tipped the agency and helped with the follow-on investigation.

The SEC said the whistleblower provided “detailed and specific information about serious misconduct.”… Continue Reading

Job: Chief Compliance Officer ​(DJO Global, Inc. – Vista, CA)

Job Title: Chief Compliance Officer

Employer: ​DJO Global, Inc.

Location: Vista, California USA

Description: The DJO Chief Compliance Officer is responsible for overseeing and managing DJO Global’s (“DJO”) longstanding Corporate Compliance and Ethics Program (“Program”) throughout DJO and its subsidiaries, both domestically and internationally, and is responsible for the promotion of an on-going culture of compliance and prevention of illegal and unethical conduct.… Continue Reading

AG Sessions: ‘We will continue to strongly enforce the FCPA’

Attorney General Jeff Sessions said Monday that enforcing the Foreign Corrupt Practices Act is critical to protecting honest companies from competitors who choose to pay bribes.

Sessions, speaking at the Ethics and Compliance Initiative Annual Conference in Washington, DC, said corruption “increases the cost of doing business and hurts honest companies that don’t pay these bribes.”… Continue Reading

Hungarian telecom execs pay penalties for FCPA offenses

Two former executives of Magyar Telekom who were headed for trial this month against the SEC agreed instead Monday to pay penalties and accept officer-and-director bars to settle FCPA violations.

Magyar Telekom’s former CEO Elek Straub will pay a $250,000 penalty.… Continue Reading