Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Shruti J. Shah
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
I know that the compliance professionals in my networks understand, now more than ever, that choices have consequences.
Last May at Compliance Week 2016, I began to hear the impact of CCOs voting with their feet.… Continue Reading
The Securities and Exchange Commission Monday awarded a whistleblower about $3.5 million for original information that led to a successful enforcement action. Two other whistleblowers had their claims denied, and one of them appealed the decision.… Continue Reading
