The SEC last week brought its first enforcement action based solely on retaliation against a whistleblower. Casino-gaming company International Gaming Technology (IGT) agreed to pay a $500,000 penalty to settle the SEC’s enforcement action.… Continue Reading
A gambling firm financed by Cantor Fitzgerald that became one of the biggest sports books in the United States entered into a non-prosecution agreement with the DOJ Monday and agreed to pay $16.5 million in criminal penalties and forfeiture.… Continue Reading
Lanny Breuer will speak about the coming revolution in compliance and enforcement at our NYC Event (October 26)
Lanny Breuer was named by The National Law Journal as one of the 100 most influential lawyers in America.
He served as Assistant Attorney General for the Criminal Division at the U.S.… Continue Reading
Over the years one thing I have noticed is that people who have done compliance and ethics work have actual stories about getting calls from employees, or talking with them at training, or dealing with helpline calls, where we know our work has helped head off a violation. … Continue Reading