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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Job: VP Compliance (First Data – Jersey City, NJ)

Job Title: VP Compliance

Employer: First Data 

Location: Jersey City, New Jersey, United States


First Data is a global leader in commerce-enabling technology solutions, serving more than six million business locations and 4,000 financial institutions in 118 countries around the world.… Continue Reading

Lincoln Caylor: What’s the difference between notification injunctions and freezing orders

In Holyoake v Candy, a recent decision of the Chancery Division of the High Court of England and Wales, the court considered an application for a “notification injunction.”

Instead of preventing the Candy brothers from transferring assets outright, the proposed notification injunction required the Candy brothers to notify Holyoake within three days of transferring assets.… Continue Reading

Job: Manager, Compliance (Prudential – Newark, NJ)

Job Title: Manager, Compliance

Employer: Prudential 

Location: Newark, New Jersey, United States



Prudential Investments LLC’s (“Prudential Investments” or “PI”) compliance department is seeking an experienced compliance professional to implement a compliance program for a large investment adviser.… Continue Reading

Five ways to prepare for the new French anti-corruption law

France is the latest nation to join the anti-corruption fray, working to finalize a new law to fight corruption, foster transparency and modernize economic activity.

The proposed law — Sapin II — has eight main articles focused on the prevention of corruption and additional protections for whistleblowers, among other topics.… Continue Reading