In two prior posts (here and here), I’ve talked about how American companies can do FCPA-compliant business in Kazakhstan and other emerging markets. In this post, I’d like to provide a few more practical tips.… Continue Reading
Webster defines integrity as “firm adherence to a code of especially moral or artistic values: incorruptibility.” That’s not bad. But it’s a bit bloodless.
How about defining integrity as Adam LaRoche.… Continue Reading
A former Goldman Sachs Group Inc. compliance employee settled an SEC complaint Wednesday that accused him of using confidential data from emails for trades in at least four takeover targets.
Yeu Han, a Chinese citizen also known as John Han, disgorged about $903,000 in trading profits.… Continue Reading
Job Title: Compliance Counsel, Investigations
Employer: Zimmer Biomet
Location: Washington D.C.
The Compliance Counsel, Investigations will be responsible for conducting confidential internal investigations on behalf of Zimmer Biomet. This position is based in Washington, D.C.,… Continue Reading
The U.S. Commodity Futures Trading Commission (CFTC) launched a new whistleblower website at www.whistleblower.gov. The new site has information about the agency’s whistleblower program for potential violations of the Commodity Exchange Act.… Continue Reading