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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

SEC awards whistleblower $1.8 million

The SEC said last week it paid almost $2 million to three whistleblowers. The biggest award — about $1.8 million — went to one of the whistleblowers.

That whistleblower’s original information prompted the SEC to open its investigation.… Continue Reading

Practice note: Compliance controls for charitable giving

While clear policies on charitable contributions are important, the controls implementing these policies are equally critical to an effective compliance program.

Which type or types of controls are used in emerging markets is a function of the local level of corruption risk, the nature of the company’s intended contribution, the nature of the company’s business, and the size and complexity of its business.… Continue Reading