It’s time for the compliance community to be hopeful. In the same month, the DOJ announced it was hiring a compliance expert to help make charging decisions, and an administrative law judge refused to allow the SEC to sanction a former Wells Fargo Advisors compliance officer because doing so would make her a scapegoat.… Continue Reading
The 2015 OFAC Fall Symposium will be held in Washington, DC on September 22, 2015.
The symposium will provide a comprehensive review of current U.S. economic sanctions.
It will include presentations on OFAC regulations, as well as targeted reviews of sanctions concerns for new and updated OFAC-administered programs.… Continue Reading