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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

AML & Anti-Corruption Officer (Guggenheim, NYC)

Job Title: Firmwide AML & Anti-Corruption Officer

Employer: Guggenheim Partners

Location: New York, NY

 

Description

Guggenheim Partners is a global investment and advisory firm with more than $220 billion in assets under management. With over 2,500 professionals based in more than 25 offices around the world . . the Firm is subject to anti-bribery laws and regulations in every jurisdiction in which it does business, including the FCPA and the UK Bribery Act, as well as anti-corruption laws in other countries. The anti-corruption policy must protect the Firm and its employees, as well as any third parties that act as the Firm’s partners or on its behalf from violating applicable rules and regulations when dealing with foreign representatives and foreign governments. . . . Continue Reading . . . . 

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