Skip to content

Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Report: Dozens jailed from alleged Gulnara Karimova crime gang

Gulnara Karimova (Image courtesy of uznews.net)As many as 60 alleged associates of Uzbekistan’s first daughter have been convicted of financial fraud and sentenced to long prison terms recently.

Those involved reportedly include managers, bookkeepers, and other employees of three industrial facilities with ties to Gulnara Karimova, the daughter of President Islam Karimov, an Uzbek official told RFE/RL.… Continue Reading

Job: Chief Compliance Officer (BNY Mellon, NYC)

Job Title: Chief Compliance Officer

Employer: BNY Mellon

Location: New York, NY

 

Description

Overseeing all aspects of an investment advisory compliance program including but not limited to: Supervising the annual review of policies and procedures and providing a written report to support the Rule206(4) -7 review.… Continue Reading

Chris, Jerry and ‘the appearance of impropriety’

The exuberant bromance between New Jersey governor Chris Christie and Jerry Jones, owner of the NFL’s Dallas Cowboys, is raising ethics and conflict-of-interest red flags.

Jones flew the governor and presidential aspirant on his private jet to a Cowboys game on January 4 in Dallas and entertained him in a luxury sky box.… Continue Reading

Je Suis Charlie: Compliance protects us all

The global demonstrations that gathered under the banner “Je Suis Charlie” had special meaning for us at the University of Miami as we offered the second iteration of our undergraduate Compliance Boot Camp.… Continue Reading