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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Engaging far-flung managers and employees in a compliance culture

Paul Gennaro, senior vice president and chief communications officer, AECOM, discusses how to promote a culture of integrityCompliance professionals — especially at global companies with managers and employees from many locations, time zones and cultures — always face the tough task of plugging those persons into the compliance culture.… Continue Reading

Job: Regional Compliance Manager (Walmart — Dallas, Texas)

Job Title: Regional Compliance Manager

Employer: Walmart

Location: Dallas, Texas

Description

– Drives compliance improvement across the region
– Drives regulatory outreach to build relationships and influences decisions for risk monitoring and mitigation
– Drives the execution of multiple business plans and projects for compliance
– Ensures business needs are being met
– Identifies, analyzes, and reports compliance information for Walmart, Sam’s Club, and Walmart Logistics facilities to understand risk exposure in area of responsibility, determine key areas of regulatory focus, and develop strategies to drive compliance improvement .… Continue Reading

Job: Compliance Officer (Credit Suisse, NYC)

Job Title: Compliance Officer

Job ID: 047423

Employer: Credit Suisse

Location, New York, NY

 

Description

Work closely with U.S. and Swiss colleagues in developing, administering and testing a U.S. Securities laws compliance program for Swiss private banking business and its branches, Work with action plan owners to track and resolve identified compliance issues, Provide day to day compliance advisory coverage support, Assess and ensure proper registrations for employees when engaging with U.S.… Continue Reading

Blowback from overseas graft hits home

Leslie Caldwell, the chief of the DOJ’s criminal division, does well at explaining why enforcing the FCPA and fighting corruption is a priority for the United States. Here’s part of what she said Wednesday at ACI’s 31st international conference on the FCPA at National Harbor, Maryland:

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[C]orruption is far more insidious and harmful than can be measured numerically.… Continue Reading

China Corruption Blotter (November 21, 2014

Foshan Shengbang Medicine Co Ltd and Foshan Shengbang Medical Equipment Co Ltd have been fined $49,000 each for bribing medical officials to win supply contracts. Qi Yaofang, former head of the Foshan Food and Drug Administration, is being investigated for taking $18,000 in bribes from the two companies.Continue Reading