Job Title: Compliance Officer – Policies & Procedures
Employer: UBS AG
Location: Stamford, Connecticut USA
UBS AG, a global financial services company, seeks a Compliance Officer to oversee the the policies and procedures framework for the Americas Compliance & Operational Risk Control Function. Specific responsibilities to include:
• establishing a regional policy framework (e.g., develop a cross-divisional process for adopting and periodically reviewing policies and procedures)
• working with Divisional Compliance teams to assess policy needs
• developing guidelines and templates for policies and procedures . . . Continue Reading , , ,
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