The Securities and Exchange Commission charged Barclays Capital Inc. Tuesday with failing to maintain an adequate internal compliance system to make sure it didn’t violate any federal securities laws after its wealth management business in the U.S.… Continue Reading
The Society of Corporate Compliance and Ethics (SCCE) is celebrating, in its own words, “10 years of supporting and developing the compliance profession.” It’s a landmark moment to take stock of the SCCE’s achievements and to consider how the compliance field is progressing: where the journey started, what propels it and where it’s going.… Continue Reading
Investigators are looking for the evidence of foul play in the death of the first wife of Zhou Yongkang, a source with direct knowledge of the investigation told Reuters.
Zhou, the former domestic security chief and a member of the powerful Politburo Standing Committee, was named in a formal corruption probe in late July.… Continue Reading
A former top official from the Mexican state of Coahuila pleaded guilty in Texas last week to federal money laundering charges.
Hector Javier Villarreal Hernandez, 43, admitted to two counts of money laundering conspiracy and one count of conspiring to transport stolen money in foreign commerce, the San Antonio Express News said.… Continue Reading