Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
The Justice Department Tuesday arrested a senior information systems officer at a Silicon Valley-based law firm for insider trading that allegedly earned him about $300,000.
Dmitry Braverman of Wilson Sonsini Goodrich & Rosati was charged with one count of securities fraud in a criminal complaint filed in federal court in Manhattan.… Continue Reading
The Treasury Department’s Office of Foreign Assets Control (OFAC) issued Directives 1 through 4 on September 12 pursuant to Executive Order 13662 (March 20, 2014), “Blocking Property of Additional Persons Contributing to the Situation in Ukraine.”… Continue Reading
Compliance doesn’t sell itself. Corporate officers and directors, at some point in their careers, need to be convinced that compliance is good for them and for their business. How to convince them is always the challenge.… Continue Reading
Internal emails leaked from Australia’s Leighton Holdings warn that a $24 million “facilitation payment” linked to a 2010 Iraq contract would “attract attention” from auditors.
Other emails talk about plans by senior employees to make payments to “friends” in the Middle East and to inflate and backdate contracts to win work in Iraq, the Financial Review reported Monday.… Continue Reading
Job Title: Chief Compliance Officer – U.S.
Employer: Aon Corporation
Location: Chicago, Illinois USA
Description
To oversee the company’s U..S compliance program, which operates to prevent, detect and investigate misconduct that could cause criminal, reputational or regulatory harm to Aon, ensuring it is properly resourced based on geography and risk.… Continue Reading
Three incumbent lawmakers were indicted on Monday for allegedly taking bribes on multiple occasions, prosecutors said Monday.
Song Kwang-ho of the ruling Saenuri Party and Shin Geh-ryeun and Shin Hak-yong of the main opposition New Politics Alliance for Democracy were charged in separate bribery cases, the Global Post said.… Continue Reading
