A three-judge panel of the United States Court of Appeals for the Second Circuit ruled Wednesday that Judge Jed S. Rakoff made a mistake when he rejected a negotiated settlement between the SEC and Citigroup three years ago.… Continue Reading
The SEC said Tuesday it awarded two whistleblowers more than $875,000 for their tips that helped the agency bring an enforcement action.
The two individuals will split the money evenly.
The SEC didn’t release details of the enforcement action or the identities of the whistleblowers.… Continue Reading
The U.S. Securities and Exchange Commission said it is trying to reach a settlement with the Chinese units of the Big Four accounting firms of a long-running dispute over regulators’ access to audit documents.… Continue Reading
Job Title: Regional Specialist, Anti-Bribery & Corruption
The ABAC Regional Specialists will understand their local market needs AND global ABAC issues to be able to feed information back to the ABAC Programme.… Continue Reading