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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

New SEC guidance on conflict minerals disclosure

The Securities and Exchange Commission on Monday issued guidance on the conflict-minerals disclosure requirements contained in the Dodd-Frank Act.

The SEC’s answers to frequently-asked questions from registered companies focused on the scope of corporate disclosure requirements in conflict-minerals reports and the role of independent auditors.… Continue Reading

Job: Investigator, Asia (FCPA investigations)

Job Title:  Investigator, Asia (FCPA investigations)

Employer:  GlaxoSmithKline plc

Location: Karnataka, Bangalore, India

As a member of the Centre of Excellence for Investigations, this role will have primary responsibility all aspects of investigation activity, including ensuring all investigations are triaged through the Corporate Investigations Team (CIT), the relevant Compliance Officer (CO) and where appropriate the relevant GSK Legal attorney .… Continue Reading

Third guilty plea in tribal bribery case

A California man became the third person to plead guilty in a kickback scheme to defraud the Twenty-Nine Palms Band of Mission Indians, the Department of Justice said.

David Alan Heslop pleaded guilty Monday to conspiracy to commit bribery.… Continue Reading