New on SEC agenda: protecting compliance officers
No one can say they haven’t been warned by the SEC (and the authors of the latest Hughes Hubbard FCPA/Anti-Bribery Alert) not to interfere with compliance officers.
Here’s an excerpt from the Alert about the new effort to protect compliance officers:
Recent statements and actions by the SEC demonstrate that the enforcement agency has adopted a broad strategy of seeking to protect and strengthen the position of compliance officers.… Continue Reading