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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Job: Regional Director

Job Title: Regional Director

Organization: Securities and Exchange Commission

Location: San Francisco, CA

Job Scope: The Regional Director is responsible for the day-to-day oversight and administration of compliance, investigation and litigation activities in the San Francisco Regional Office.
Principal functions of this office include (1) inspection of broker-dealers, transfer agents, investment companies and investment advisers…Continue Reading…

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