The Securities and Exchange Commission Wednesday charged husband-and-wife executives and their China-based company with FCPA books and records and internal controls violations in a non-bribery case. The couple allegedly overstated the company’s revenues and diverted proceeds from a securities offering for their personal use.… Continue Reading
Here are wise words from Tuesday’s post by Ellen Podgor on her White Collar Crime Prof Blog:
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Politics do not belong in the agencies of our government. Whether it be the DOJ, SEC, or IRS – it is important that when politics gets infused in discretionary decisions, someone immediately puts a stop to this happening.
Job Title: Regional Director
Organization: Securities and Exchange Commission
Location: San Francisco, CA
Job Scope: The Regional Director is responsible for the day-to-day oversight and administration of compliance, investigation and litigation activities in the San Francisco Regional Office.… Continue Reading