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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

SEC asks Tesco about FCPA, use of agents

Oil and gas services firm Tesco Corporation said this week the SEC asked it to ‘preserve and retain’ documents related to FCPA compliance and its use of commercial agents in an undisclosed country.… Continue Reading

Job: Legal/Compliance – Compliance Representative

Title: Legal/Compliance – Compliance Representative

Company: Liquidnet

Location: New York, NY

Job Scope: Liquidnet is seeking a Compliance Representative to provide compliance support services to the firm in a number of areas, including and not limited to, providing responses to regulators; Private Shares and Equity Capital Markets business; annual certification of internal controls process and handling written supervisory procedures, business operating procedures and new rules.… Continue Reading