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Editors

Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Allianz in $12.4 million settlement with SEC

The Securities and Exchange Commission said Monday it has resolved an FCPA enforcement action against Germany-based insurance and asset management company Allianz SE.

The company paid the SEC a total of $12.4 million to settle an out-of-court administrative proceeding.… Continue Reading

Fancy a spot of work with the SFO?

The U.K. Serious Fraud Office is ‘completely revising’ the panel of outside lawyers it works with on big cases.

It is looking for up to 35 Queen’s Counsel and 75 junior counsel for prosecution panels, and up to 10 QCs and 60 junior counsel for proceeds of crime panels.… Continue Reading

For U.S. gun maker, Africa sting case goes on

Here’s the latest FCPA disclosure from Massachusetts-based Smith & Wesson from its Form 10-Q filed with the SEC on December 6. We’ve paragraphed the text for readability:

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On January 19, 2010, the DOJ unsealed indictments of 22 individuals from the law enforcement and military equipment industries, one of whom was our former Vice President-Sales, International & U.S.… Continue Reading

Navalny, brother accused of fraud

Russian anti-graft campaigner and opposition leader Alexei Navalny, left, and his brother Oleg face up to ten years in prison following charges Friday that they stole $1.8 million from a business through phony shipping charges.… Continue Reading