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Harry Cassin
Publisher and Editor

Andy Spalding
Senior Editor

Jessica Tillipman
Senior Editor

Bill Steinman
Senior Editor

Richard L. Cassin
Editor at Large

Elizabeth K. Spahn
Editor Emeritus

Cody Worthington
Contributing Editor

Julie DiMauro
Contributing Editor

Thomas Fox
Contributing Editor

Marc Alain Bohn
Contributing Editor

Bill Waite
Contributing Editor

Shruti J. Shah
Contributing Editor

Russell A. Stamets
Contributing Editor

Richard Bistrong
Contributing Editor

Eric Carlson
Contributing Editor

Mini survey result: The buck stops where?

The question was: Who’s in charge of your organization’s compliance program?

About 62% said the Chief Compliance Officer.

Almost a quarter said the General Counsel.

The CEO was cited by 6% and the CFO by about 4%.

Other ansewers included the Director of Global Anti-Corruption Program, the VP Compliance and CLO, and the Associate General Counsel – Compliance.

One respondent identified the ‘General Manager who is also the FCPA Compliance Officer,’ and another mentioned a ‘Mid level finance manager.’

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Our mini surveys are released on Friday and the results on Wednesday.

Participation is completely anonymous and results can been seen in real time by completing the survey.



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