News and commentary about white-collar crime, enforcement, and compliance
Harry Cassin
Publisher and Editor
Andy Spalding
Senior Editor
Jessica Tillipman
Senior Editor
Bill Steinman
Senior Editor
Richard L. Cassin
Editor at Large
Elizabeth K. Spahn
Editor Emeritus
Cody Worthington
Contributing Editor
Julie DiMauro
Contributing Editor
Thomas Fox
Contributing Editor
Marc Alain Bohn
Contributing Editor
Bill Waite
Contributing Editor
Russell A. Stamets
Contributing Editor
Richard Bistrong
Contributing Editor
Eric Carlson
Contributing Editor
Just when we thought the SEC’s job is to regulate markets and protect investors, we’ve learned it’s all about, ahem, foreign policy.
At least that’s the message in yesterday’s SEC release concerning proposed new rules under Dodd-Frank about the use of conflict minerals from the Democratic Republic of the Congo and adjoining countries.… Continue Reading
by Joe Looby
Complicated, yes, but impossible? No, according to a report just out from RAND Europe.
With the widely reported increase in FCPA enforcement by the U.S. DOJ and SEC, and a new U.K.… Continue Reading